Financial Services

Investment Banking - Introduction, Functions, Types; Investment Banking Services; Merchant Banking Services; Pre-Issue Obligations; Post-Issue Obligations; Changing Scenario of Investment Banking; Depositories and Custodians; Credit Rating- Credit Rating Agencies in India; Factoring and Forfeiting; Housing Finance;  Leasing and Hire Purchase.

Reading List

·       Bhole, L.M. & Mahakud, J. (2017). Financial Institutions and Markets: Structure, Growth and Innovations. McGraw Hill Education (India) Pvt. Limited.

·       Fabozzi, Frank J., Modigliani, Franco P. & Jones, Frank J. (2013). Foundations of Financial Markets and Institutions. Pearson Education Limited. 

·       Mishkin, Frederic S. (2016). The Economics of Money, Banking and Financial Markets. Pearson.

Foreign Exchange Market

Foreign Exchange Market Structure; Risk Management in Foreign Exchange Market; Exchange Rate Determination; Trading in foreign Exchange Markets;  Foreign Capital – FDI & FII; Central Bank Intervention in Foreign Exchange Market.

Reading List

·       Bhole, L.M. & Mahakud, J. (2017). Financial Institutions and Markets: Structure, Growth and Innovations. McGraw Hill Education (India) Pvt. Limited.

·       Fabozzi, Frank J., Modigliani, Franco P. & Jones, Frank J. (2013). Foundations of Financial Markets and Institutions. Pearson Education Limited. 

·       Mishkin, Frederic S. (2016). The Economics of Money, Banking and Financial Markets. Pearson.

Financial Institutions

Meaning and Functions of NBFC’s;  Structure and Growth of NBFIs in India; Functions and Types of  Mutual Funds; Credit Unions, Savings and Loan Associations, Pension Funds, Finance Company, Investment Trusts, Common Trusts Fund; Venture capital funds.

Reading List

·       Bhole, L.M. & Mahakud, J. (2017). Financial Institutions and Markets: Structure, Growth and Innovations. McGraw Hill Education (India) Pvt. Limited.

·       Fabozzi, Frank J., Modigliani, Franco P. & Jones, Frank J. (2013). Foundations of Financial Markets and Institutions. Pearson Education Limited. 

·       Mishkin, Frederic S. (2016). The Economics of Money, Banking and Financial Markets. Pearson.

Regulatory Framework of Financial Institutions in India

Role, Main Features and Functions of  –  Securities and Exchange Board of India (SEBI), Pension Fund Regulatory and Development Authority (PFRDA), Insurance Regulatory and Development Authority (IRDA), Reserve Bank of India (RBI); Operating Procedures of Monetary Policy;  Corporate Governance and SEBI.

Reading List

·       Bhole, L.M. & Mahakud, J. (2017). Financial Institutions and Markets: Structure, Growth and Innovations. McGraw Hill Education (India) Pvt. Limited.

·       Fabozzi, Frank J., Modigliani, Franco P. & Jones, Frank J. (2013). Foundations of Financial Markets and Institutions. Pearson Education Limited. 

·       Mishkin, Frederic S. (2016). The Economics of Money, Banking and Financial Markets. Pearson.